The objective of this role is the daily monitoring and review of trading activities with a view of identifying those trading behaviours that are in breach of the JSE Rules and Directives and/or have potential to impair the integrity of the regulated market
Responsibilities / Outputs
- Independently review market activity with a view of identifying trading activities that have potential to impair the integrity of the markets and conduct preliminary investigations
- Develop and demonstrate a good understanding of the JSE’s Derivative Surveillance Systems
- Daily monitoring and review of the commodity derivatives and currency derivatives markets and ensure compliance with the JSE Rules and Directives
- Daily monitoring of limits and escalation of breaches to Senior Manager: Surveillance
- Development of processes and procedures to facilitate daily monitoring and reporting
- Timeous resolution of trading queries
- Over time develop and demonstrate a good understanding of the JSE Rules and Directives in respect of the markets you are responsible for
- Mapping and documentation of surveillance processes
- Provide support to other members of the team
Experience
- Graduate with relevant degree, preferably in any quantitative discipline
- A minimum of 3 years’ experience working
- in a broker’s back, middle, or front office environment;
- High level of computer literacy, especially in the use of spreadsheets
- Understanding of financial instruments would be an advantage
- Good understanding of JSE business would be an advantage
Skills
- High degree of Assertiveness
- Ability to work under pressure
- Excellent written and verbal communication skills
- Excellent conflict resolution
- Self motivated professional
- Excellent analytical skills
- Self confidence; pleasant personality; well presented
- Innovative/Independent thinker
- Well organized / good time management skills / disciplined / meticulous
- High level of attention to detail
- Ability to deal with criticism from members and the public
- Ability to work under pressure
- Flexible where necessary
Personality Traits
- High level of integrity is essential
- Initiative
- Dynamic, results orientated attitude
- Proactive and work with minimal supervision
- Service and delivery focussed
- Team-oriented-ability to work in a small team sharing responsibilities
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