Trainee Compliance Officer Job Opportunity

Posted on :

15 Jul, 2015

Category :

General Jobs in South Africa

PPS seeks a go-getter with a pragmatic approach to systems and processes, and an excellent track record of achievement academically.

To provide support to the Governance / Compliance team and relevant business.

A person who enjoys research and can think independently who will be able to stand their ground on matters of fact.

Main duties and responsibilities:

  • Run post compliance trade reports on multi managed funds and provide daily reports.
  • Conduct breach investigations, this involves liaison with asset managers, external service providers and the multi managers.
  • Define and update asset characteristics on compliance system as and when required.
  • Update compliance system rules as and when mandates and regulatory requirements change.

Key acts are as follows:

  • Collective Investment Schemes Act
  • ASISA Standard on Fund Classification for SA Regulated CIS;
  • Regulation 28; and
  • Long Term Insurance Act.
  • Provide support to the marketing team with CISA related queries.
  • Provide support to the Compliance Officer as and when required.

Ideal requirements:

  • 0 – 2 years in a financial services environment (exposure to financial instruments a benefit)
  • BCom or BSci degree with investment related background

Closing Date: 14/08/2015

Location: Cape Town

Click Here to Apply ONLINE

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